Company Profile
Fielder Financial Management, Ltd. is an independent financial and estate
planning consulting firm located in Southern California.
For 23 years, we have specialized in providing our nationwide clientele
with proven investment and estate planning strategies to help:
- Reduce current and future taxation
We do not pretend to be all things to all people. No one can,
effectively. Like the medical and legal fields, where specialty is the name of the game, we
too are Specialists.
Specialty Services
We live under a progressive tax structure -- that's a given. However,
as the Honorable Supreme Court Judge, Learned Hand, once said: "Anyone
may so arrange his affairs that his taxes shall be as low as possible."
And we couldn't agree more.
To that end, our goal is to educate you on the legal strategies available to mitigate
the negative effects of taxation and help you accumulate, enjoy and eventually pass on
your wealth free from customary IRS restrictions or "success" penalties. Our
forte strictly lies in the area of high performance, tax-advantaged investment &
estate planning strategies.
As a firm dedicated to these principles, we provide both individual investors and
corporate institutions with actionable financial solutions necessary to
accomplish exactly this.
The Web Helps Us Help You!
We were one of the first independent financial services companies to
successfully launch and maintain a web presence on the Internet. And as a result, we've
helped hundreds of new investors across the U.S. solve or achieve their financial
objectives. It is our goal to hopefully help you too.
Please take a moment to familiarize yourself with our site. We trust that you will find
it not only informative, but also interesting.
Attention Users! 
If you have not registered yourself, please do so now!
Registered users will be added to our exclusive BROADCAST
E-MAIL LIST, which provides periodic electronic communiqués on the
subjects of the general stock market activity, new offerings, cutting-edge investing ideas
and newly developed estate preservation strategies.
To become a Registered User, please click above or HERE.
(Please note: your registration information will not be released to any
other party without your express written consent)
Mark R. Fielder
 Mark R. Fielder is the President and founder of Fielder Financial
Management, Ltd. Mr. Fielder is a graduate of the University of Southern California School
of Business & Finance and has over 23 years of experience in
retirement planning, taxation and estate planning.
His previous corporate affiliations include 4 years as a Senior Partner
in the firm of Wealth Transfer Planning, Inc. and 3 years as Vice-President
of Western Capital Financial.
Over the years, he has built a strong reputation for working one-on-one
and is known for his ability to simplify complex investment and estate planning
strategies. He has helped investors throughout the United States with
their retirement and wealth preservation needs.
Mr. Fielder is a Registered Principal and OSJ with Girard Securities Corporation,
member NASD, SIPC. He has authored or contributed to several investor guides, including Mastering
Wealth Transfer, Private Pension Planning, Federal Tax Incentives and Winning the
Wealth Game. He has been quoted and referenced in prominent business and
financial publications including The Los Angeles Times, Mark
Skousen's Forecasts & Strategies, WCS Online, Bloomberg, Hands-Off
Washington and AllExperts.com.
He also serves as a consultant to major insurance carriers, regional
banking institutions, wealthy families and professional athletes. He
occasionally participates as a keynote speaker on panels aound the U.S. and has been a
featured guest on The Financial Power Network- a nationally syndicated
radio program dedicated to helping the individual investor.
Professional Designations
Mr. Fielder holds the following licenses in good standing without marks or
disciplinary actions: NASD Series 6, 22, 63, 26, Life, Health, Disability &
Variable Contracts.
He also holds the title of OSJ (Office of Supervisory Jurisdiction) with the FINRA.
Continuing Education
Mr. Fielder has successfully completed the following Continuing Education
courses as required by the FINRA:
Ethics I & II, Mutual Fund Sales Practices,
Supervision, Variable Annuities, Customer Communications, Preventing & Detecting Money
Laundering I & II, Electronic Communications, Guiding Clients Through Difficult
Markets, Ethical Decisions Are not Optional.
Mr. Fielder has successfully completed the following Continuing Education
courses through the State of California:
Mutual Funds & Financial Planning,
Long Term Care, Reducing Client Conflict,California Long Term Care, Consumer Protection I,
Retirement Planning I, Consumer Protection II, Retirement Planning II, Charting Your
Financial Future, California Annuities, Financing Planning, Life & Heath, Needs
Analysis, Life & Heath & Contracts, Estate Planning I, Insuring Key
Employees, Estate Planning II, Advanced Markets, Fixed Annuities, Deferred Compensation,
Variable Annuities, Essentials of Pension Planning, Business Insurance, Interest Sensitive
Products, Business Continuation, Classification of Risks, Settlement Options, Life, Health
& Annuity Contracts.
Personal
Mark is married with three children. His recreational interests include coaching and
volunteering in youth soccer leagues, mountain biking and travel.
Appointments / Consultations
If you would like to speak with Mark directly, you may call 1-800-480-7526
to schedule an appointment.
Legal disclosures: Securities are sold through Girard
Securities Corporation, a Registered Broker-Dealer, member FINRA, SIPC, Mark R. Fielder, Registered
Principal. CA. Insurance Lic. # 0690576. The following forums and related discussions are
not meant as legal advice. The descriptions of the investment strategies, concepts and
products as represented are generalized. The information provided highlights our
understanding of the current tax laws. Please consultant with your own tax advisor.
Throughout this site the navigator will find references to
"variable" type products. A variable product is a security. Securities
are offered by a prospectus only. For more complete information about variable
annuities, mutual funds and variable life, including charges and expenses, obtain a
prospectus by calling 1-800-480-7526. Read it carefully before you
invest or send money.
Investment return in a security is NOT guaranteed. Principal value of an
investment in a security WILL fluctuate and, when redeemed, may be worth more or less that
the original cost basis. These programs are NOT government-insured plans. Some
products and services may not be available in all states. |
